Member spotlight: PortfolioAid Portfolio Aid's Sam Webster has been a Federation supporter for several years, and hespared a few minutes toconnectfor a chat. In this member spotlight, we had the opportunity to interview Sam Webster... Sep 23, 2024 News
CIRO Rule Consolidation 2025 1 29 Member consultation discussion Member discussion 2024 11 01 CIRO Rule Consolidation Phase 4 has been published. Published for comment on October 17, 2024 Comment period will close on Februar... Sep 16, 2024 Topic tracker
Welcome our newest Federation member! We're delighted to welcome DeThomas Wealth Management to the Federation of Independent Dealers/Fédération des Courtiers Indépendants (FID/FCI)! With their 35+ years of experience and offices across Ca... Sep 16, 2024 News
A new Federation member! We're happy to announce and welcome Integral Wealth Securities to the FID-FCI ! Darrell Bartlett, CCO of Integral Wealth, looks forward to adding his voice and expertise to our discussions. His though... Aug 7, 2024 News
Proposed OSC Rule 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders 2024 7 11 The OSC is seeking comments on the Proposed Rule and the Proposed Companion Policy that establishes a process to distribute money received by the Commission under disgorgement orders to harm... Jul 17, 2024 News
Launch of Topic tracker The Federation is launching a new website feature, a topictracker! This will build over time, and provides a resource to trace back each regulatory issue through time, with links, comment letters, and... Jul 13, 2024 News
Total Cost Reporting Today: The Federation, in partnership with various trade associations and industry particpants, is makingstrides towardsTotal Cost Reporting. All stakeholders are working diligently to ensure a smooth... Jul 13, 2024 Topic tracker
OBSI Binding Authority March 11, 2024 Investment Executive takes position in favour of OBSI binding authority Regulators must stand firm on binding authority for OBSI February 28, 2024 Federation submits comment letter Matt... Jul 13, 2024 Topic tracker
CIRO Proposed Proficiency Model July 7, 2024 OSC and CIRO Publish the secondconsultation, due on September 17, 2024 CIRO Rule amendments — Request for comments — Proposed Proficiency Model — Approved Persons under the Investment Dea... Jul 13, 2024 Topic tracker
Response to CIRO's Rule Consolidation Project – Phase 3 The Federation is commenting onCIRO's Rule Consolidation Project – Phase 3, Consultation: https://www.ciro.ca/news-room/publications/rule-consolidation-project-phase-3 Comment letter: We're almost don... Jul 13, 2024 News
CIRO member survey Dear FID Members, CIRO has launched its first Member Survey as an amalgamated organization. We encourage all our members to participate in this important initiative. Why Participate? Help shape CIRO's... Jul 3, 2024 News
Response to CIRO's Proposed Integrated Fee Model Federation comment letter in response to CIRO'sProposed Integrated FeeModel Consultation: https://www.ciro.ca/news-room/publications/proposed-integrated-fee-model FID-FCI comment letter: Federation of... Jun 25, 2024 News