July 7, 2024 OSC and CIRO Publish the second consultation, due on September 17, 2024
CIRO
Rule amendments — Request for comments — Proposed Proficiency Model — Approved Persons under the Investment Dealer and Partially Consolidated Rules
OSC:
Request for Comment – Proposed Proficiency Model – Canadian Investment Regulatory Organization (CIRO)
September 20, 2023 Federation submits comment letter
Federation of Mutual Fund Dealers - September 20, 2023
July 7, 2023 CIRO Publishes Consultation Paper on the Proposed Proficiency Model for Approved Persons, due September 20, 2023
CIRO Publishes Consultation Paper on the Proposed Proficiency Model for Approved Persons