CIRO Rule Consolidation 2024 11 01 CIRO Rule Consolidation Phase 4 has been published. Published for comment on October17, 2024 Comment period will close on February 4, 2025 Phase 4 2024 9 12 CIRO published a project update ... 16 sept. 2024
Proposed OSC Rule 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders 2024 7 11 The OSC is seeking comments on the Proposed Rule and the Proposed Companion Policy that establishes a process to distribute money received by the Commission under disgorgement orders to harm... 17 juill. 2024
Total Cost Reporting Today: The Federation, in partnership with various trade associations and industry particpants, is makingstrides towardsTotal Cost Reporting. All stakeholders are working diligently to ensure a smooth... 13 juill. 2024
OBSI Binding Authority March 11, 2024 Investment Executive takes position in favour of OBSI binding authority Regulators must stand firm on binding authority for OBSI February 28, 2024 Federation submits comment letter Matt... 13 juill. 2024
CIRO Proposed Proficiency Model July 7, 2024 OSC and CIRO Publish the secondconsultation, due on September 17, 2024 CIRO Rule amendments — Request for comments — Proposed Proficiency Model — Approved Persons under the Investment Dea... 13 juill. 2024