Post Conference Survey - Problem With Link Dear Conference Attendees, We regret to inform you that there was an issue with the post-conference survey link previously shared. We sincerely apologize for the inconvenience. The correct survey link... Oct 28, 2024
Please welcome our newest Federation member! We're thrilled to welcome PortfolioHiWay as the newest member of our association! PortfolioHiWay is a Canadian wealth management technology firm dedicated to simplifying investing through innovative s... Sep 23, 2024
Member spotlight: PortfolioAid Portfolio Aid's Sam Webster has been a Federation supporter for several years, and hespared a few minutes toconnectfor a chat. In this member spotlight, we had the opportunity to interview Sam Webster... Sep 23, 2024
Welcome our newest Federation member! We're delighted to welcome DeThomas Wealth Management to the Federation of Independent Dealers/Fédération des Courtiers Indépendants (FID/FCI)! With their 35+ years of experience and offices across Ca... Sep 16, 2024
A new Federation member! We're happy to announce and welcome Integral Wealth Securities to the FID-FCI ! Darrell Bartlett, CCO of Integral Wealth, looks forward to adding his voice and expertise to our discussions. His though... Aug 7, 2024
Proposed OSC Rule 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders 2024 7 11 The OSC is seeking comments on the Proposed Rule and the Proposed Companion Policy that establishes a process to distribute money received by the Commission under disgorgement orders to harm... Jul 17, 2024
Launch of Topic tracker The Federation is launching a new website feature, a topictracker! This will build over time, and provides a resource to trace back each regulatory issue through time, with links, comment letters, and... Jul 13, 2024
Response to CIRO's Rule Consolidation Project – Phase 3 The Federation is commenting onCIRO's Rule Consolidation Project – Phase 3, Consultation: https://www.ciro.ca/news-room/publications/rule-consolidation-project-phase-3 Comment letter: We're almost don... Jul 13, 2024
CIRO member survey Dear FID Members, CIRO has launched its first Member Survey as an amalgamated organization. We encourage all our members to participate in this important initiative. Why Participate? Help shape CIRO's... Jul 3, 2024
Response to CIRO's Proposed Integrated Fee Model Federation comment letter in response to CIRO'sProposed Integrated FeeModel Consultation: https://www.ciro.ca/news-room/publications/proposed-integrated-fee-model FID-FCI comment letter: Federation of... Jun 25, 2024
New Federation member! We are pleased to announce that PEAK Securities has joined our Federation of Independent Dealers. As a reputable IIROC-registered full-service dealer, PEAK Securities specialises in offering investmen... Jun 19, 2024
Another new FID member! We are excited to announce the addition of World Financial Group to our Federation of Independent Dealers! Under the leadership of President Rick Williams, World Financial Group has demonstrated a str... Federation Jun 13, 2024