Member spotlight: PortfolioAid Portfolio Aid's Sam Webster has been a Federation supporter for several years, and hespared a few minutes toconnectfor a chat. In this member spotlight, we had the opportunity to interview Sam Webster... 23 sept. 2024
Welcome our newest Federation member! We're delighted to welcome DeThomas Wealth Management to the Federation of Independent Dealers/Fédération des Courtiers Indépendants (FID/FCI)! With their 35+ years of experience and offices across Ca... 16 sept. 2024
A new Federation member! We're happy to announce and welcome Integral Wealth Securities to the FID-FCI ! Darrell Bartlett, CCO of Integral Wealth, looks forward to adding his voice and expertise to our discussions. His though... 7 août 2024
Proposed OSC Rule 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders 2024 7 11 The OSC is seeking comments on the Proposed Rule and the Proposed Companion Policy that establishes a process to distribute money received by the Commission under disgorgement orders to harm... 17 juill. 2024
Launch of Topic tracker The Federation is launching a new website feature, a topictracker! This will build over time, and provides a resource to trace back each regulatory issue through time, with links, comment letters, and... 13 juill. 2024
Response to CIRO's Rule Consolidation Project – Phase 3 The Federation is commenting onCIRO's Rule Consolidation Project – Phase 3, Consultation: https://www.ciro.ca/news-room/publications/rule-consolidation-project-phase-3 Comment letter: We're almost don... 13 juill. 2024
CIRO member survey Dear FID Members, CIRO has launched its first Member Survey as an amalgamated organization. We encourage all our members to participate in this important initiative. Why Participate? Help shape CIRO's... 3 juill. 2024
Response to CIRO's Proposed Integrated Fee Model Federation comment letter in response to CIRO'sProposed Integrated FeeModel Consultation: https://www.ciro.ca/news-room/publications/proposed-integrated-fee-model FID-FCI comment letter: Federation of... 25 juin 2024
New Federation member! We are pleased to announce that PEAK Securities has joined our Federation of Independent Dealers. As a reputable IIROC-registered full-service dealer, PEAK Securities specialises in offering investmen... 19 juin 2024
Another new FID member! We are excited to announce the addition of World Financial Group to our Federation of Independent Dealers! Under the leadership of President Rick Williams, World Financial Group has demonstrated a str... Federation 13 juin 2024
New FID member! We're delighted to welcome our newest ID member, Queensbury Securities. With a rich history of providing independent financial advice since 1987, Queensbury Securities aligns with our commitment to fo... Federation 21 mai 2024
List of mutual funds moving to T+1 via CCMA : Fundserv surveyed its participants asking for their intention to move none, some, or all of their T+2 products to T+1; the results are available on the Fundserv site (username and password ... 14 mai 2024